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Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
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Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
Job Description: Core Compliance – Administrator
Experience:
1–4 years in
Compliance
Location:
Mumbai
Role Overview
Seeking a junior compliance professional with hands‑on exposure to
core compliance
, including surveillance, OBI monitoring, and compliance engagement.
Key Responsibilities
Conduct post‑event
surveillance
of transactions and communications across products.
Identify and escalate potential
market abuse
, conflicts of interest, or policy breaches.
Support and implement various regional policies
Assist in processing PAD queries, OBI requests, G&H requests
Assist in implementation various regional initiatives (i.e. Annual Compliance Plan, Compliance Risk Assessment)
Maintain records, review procedures, and assist in reporting surveillance metrics.
Requirements
Education & Experience
Bachelor’s degree or equivalent experience.
2 years in compliance
within financial services.
Exposure to surveillance functions is a plus.
Skills
Comfortable with Microsoft Office and basic data analysis.
Detail‑oriented, analytical, and eager to learn.
Strong communication skills and sound judgement.
Works with integrity, curiosity, and collaborative mindset.
Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.
